Establish
Set up your AML compliance foundations properly so you can operate from day one with a simple process your staff can follow.
Includes:
- Business risk assessment (tailored to your customers, matters and channels)
- AML/CTF program build (tailored)
- Procedures and controls (“how we do AML here” playbook) aligned to your workflow
- Personnel due diligence setup for key AML roles
- AUSTRAC enrolment guidance (including an enrolment evidence pack and maintenance responsibilities)
- Practical staff training (role-based, with completion records)
- Templates: escalation pathway, decision log, EDD pack, evidence pack structure
Benefits
Day-one readiness with clear roles, timing and escalation steps
A program and procedures staff can use immediately (not shelfware)
Reduced disruption
from day one
A clear audit trail
from the start